Compliance, Built-In. Not Bolted On.
Navigate the complex web of global and regional regulations with confidence. The Novaex platform provides the data integrity, transparency, and auditable reporting you need to meet your compliance obligations effortlessly.
How Novaex Supports Your Compliance
Regulatory compliance shouldn't be an afterthought. Our platform is designed from the ground up to meet the stringent requirements of global financial regulators while making your job easier.
Single Source of Truth
Regulators demand accurate, consistent data. By unifying your entire portfolio, Novaex eliminates the discrepancies and errors that arise from fragmented systems.
Complete Audit Trail
Every trade, position change, and transaction is captured and timestamped, creating an unalterable record for auditors and regulators.
Automated Limit Monitoring
Embed your internal and external trading limits directly into the system. Get proactive alerts if a position is approaching a limit.
Flexible, On-Demand Reporting
Quickly and easily generate the reports required by regulators. Customize reports to meet specific jurisdictional requirements.
Regulatory Frameworks We Support
Stay compliant across multiple jurisdictions with built-in support for major regulatory frameworks:
MiFID II / MiFIR
European regulatory framework for investment services
Dodd-Frank Act
US financial reform legislation for derivatives trading
SEBI Guidelines
Indian securities market regulations and compliance
Basel III
International banking supervision and risk management
Frequently Asked Questions
Ready to Streamline Your Compliance?
Let our compliance experts show you how Novaex can transform your regulatory reporting from a burden into a competitive advantage.