Compliance, Built-In. Not Bolted On.
Navigate the complex web of global and regional regulations with confidence. Novaex provides the data integrity, transparency, and auditable reporting you need to meet your compliance obligations — across LME, MCX, SHFE and COMEX exposure.
How Novaex Supports Your Compliance
Regulatory compliance shouldn't be an afterthought. The Novaex platform is designed from the ground up to meet the requirements of base-metals trading regulators while making your job easier.
Single Source of Truth
Regulators demand accurate, consistent data. Novaex unifies your physical positions, financial hedges and FX exposure into one system — eliminating the discrepancies that arise from fragmented spreadsheets and bolt-on tools.
Complete Audit Trail
Every trade, position change and transaction is captured and timestamped automatically. Logs are immutable, retained for the lifetime of your subscription, and exportable in regulator-ready formats on demand.
Automated Limit Monitoring
Embed your internal and external trading limits directly into the platform. Get proactive alerts when a position is approaching a limit so you can act before a breach, not after.
Flexible, On-Demand Reporting
Generate the reports auditors and regulators ask for in minutes, not days. Customise output to specific jurisdictional requirements as our regulatory roadmap expands.
Built for the frameworks that govern metals trading
We separate what's live today from what's on our 2026 roadmap so you know exactly where you stand.
Live today
Immutable audit trail
Every position-level event captured with timestamp and user attribution — supports any framework that requires traceability.
Position limit tracking
Internal and external trading limits, monitored in real time with proactive alerts before breach.
Mark-to-Market reporting
Daily P&L attribution across physical and financial books, exportable on demand.
In development for 2026
SEBI registration
Expected June 2026 to support our Indian customer base on MCX.
MiFID II / MiFIR
Transaction reporting, best-execution and record-keeping support, expected by end of 2026.
SOC 2 Type II
Actively pursuing certification through 2026.
ISO 27001
Actively pursuing certification through 2026.
Frequently Asked Questions
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